Durham Jones & Pinegar advises public clients on all aspects of compliance with Securities and Exchange Commission rules and regulations. We also advise public clients on listing with exchanges and compliance with stock exchange rules and regulations. We provide strategic and practical solutions regarding periodic reporting obligations, insider trading compliance, drafting and issuing press releases, and interacting with financial analysts. Durham Jones & Pinegar lawyers also handle compliance matters for publicly held companies, including the review and preparation of annual reports, quarterly reports, and proxy statements. We represent issuers in both registered securities offerings and private placement offerings.

Attorneys serving this practice group:

Justin J. Atwater Gabriel S. Clark Jennifer A. Gannon Jeffrey M. Jones N. Todd Leishman Joshua E. Little C. Parkinson Lloyd Kevin R. Pinegar Russell K. Smith Wayne D. Swan